23 Fallow Field
‘Roger began his financial services career in the year 2000 with the Prudential. In 2004 he became a Director of the Mortgage & Insurance Advisory Service (MIAS) being responsible for senior management functions as well as continuing to advise clients. In 2007 Roger left MIAS and joined a national network for Financial Advisers whilst retraining as a Certified Financial Adviser.
Since then, Roger has been advising clients on investments, pensions, financial protection and tax planning whilst furthering his knowledge in these areas. Roger decided he wanted to get more involved with the investment side of the advice and planning service and completed the Investment Management Certificate in 2011, joining a directly authorised firm as a Wealth Manager soon after. In 2012 he became a member of the Chartered Institute for Securities & Investments having achieved the Investment Advice Diploma specialising in Private Client Advice. This is now held alongside the Diploma in Financial Planning.
In addition to this, he obtained the Level 6 Award in Pension Transfers in 2016 and fulfils FCA obligations in the role of Pension Transfer Specialist able to advise on Final Salary/Defined Benefit Scheme transfers.’
Level 6 Award in Pension Transfers – Pension Transfer Specialist
Diploma in Financial Planning
Investment Advice Diploma – Private Client Advice
Investment Management Certificate – Level 4
Certificate in Financial Planning
Roger is now based in the Cotswolds, having moved out of London in 2012, although he still spends a couple of days every other week in London servicing existing clients.
Financial Advice/Adviser in:
Stratford Upon Avon